How often do you take the time to search for and send PROSPECTUSES every time you discuss and sell a mutual fund to a client? Are you just waiting for an audit through your Broker/Dealer only for them to find out you are not in compliance?

SEC Regulation states that a Mutual Fund PROSPECTUS must be delivered prior to your client’s purchase of any Mutual Fund.

Wouldn't it be great to be able to key in your symbols, click a button and receive an email with links directly to the Mutual Fund Statutory/Summary PROSPECTUS itself?

That email is now your Prospectus Delivery Receipt!

Benefits to Membership

Great Reference Tool