How often do you take the time to search for and send PROSPECTUSES every time you discuss and sell a mutual fund to a client? Are you just waiting for an audit through your Broker/Dealer only for them to find out you are not in compliance?

SEC Regulation states that a Mutual Fund PROSPECTUS must be delivered prior to your client’s purchase of any Mutual Fund.

Wouldn’t it be great to be able to key in your symbols, click a button and receive an email with links directly to the Mutual Fund Statutory/Summary PROSPECTUS itself?

That email is now your Prospectus Delivery Receipt!


Email Address:
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(Compliance Email Recommended)

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Your Name:
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Company Name:
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Creditials: (ex. CLU, ChFC, etc.)

Address 1:
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Address 2:

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State:
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